FINRA has investor education materials such as BrokerCheck, which provides insight into firms and financial advisors.

Chris Luebke

Chris Luebke

Administrative Assistance

After graduating from UW-Whitewater with a Bachelor of Business Administration; Chris spent the first five years of his career at US Bank. During that time, he worked closely with with mutual fund advisors, providing day-to-day administration and compliance, including annual third-party audits and SEC filings. Chris has recently taken his knowledge of the financial industry and joined the support team at Roman Financial. 

When not in the office, Chris enjoys spending time sailing, golfing, trying new craft beers, and taking his dog to the park.